Dw Healthcare Management Ii, LLC. (Salt Lake City)


Dw Healthcare Management Ii, LLC. is a large advisory firm based in Salt Lake City. It manages $161.9 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007.

Dw Healthcare Management Ii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dw Healthcare Management Ii: assets under management

The assets under management (AUM) of Dw Healthcare Management Ii, LLC. is $161.9 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $161.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $161.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dw Healthcare Management Ii, LLC. for their services and products based on fixed fees and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jr. Trust U/A/D 4/16/98 The William C. Klintworth Member 1 Apr 1998 75% - 100% xxx-xx-xxxx
Lance C. Ruud Trustee 1 Dec 1999 50% - 75% 5340483
Kimberly F. Ruud Trustee 1 Dec 1999 50% - 75% 1913802
Ii Trust U/A/D 8/28/02 The John B. Benear Member 1 Aug 2002 75% - 100% xxx-xx-xxxx
The Dunvegan Trust C/O Clanbrassil Trust Company Ltd Trustee 1 Dec 2004 75% - 100% xxx-xx-xxxx

Based in Salt Lake City

The principal office where Dw Healthcare Management Ii, LLC. performs its advisory services is located at 6440 South Wasatch Boulevard, Salt Lake City, UT 84121 3559, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-365-4000 or by fax 801-365-4444. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.