Pareto New York LLC (New York)


Pareto New York LLC is a large advisory firm based in New York. It manages $5.75 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Pareto New York provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and investment advice to clients of affiliated entities. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pareto New York: assets under management

The assets under management (AUM) of Pareto New York LLC is $5.75 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 11392% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.75 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.92 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pareto New York LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pareto New York LLC

Carl Martin Mastroianni has been acting as President since 1 Jul 2011. Philip Alexander Anker joined the executive team most recently as the Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mellon Global Investment Corporation Managing member 1 Sep 2004 75% - 100% 25-1694680
Mitchell Evan Harris Manager 1 Sep 2004 Other 4359464
Michael James Shilling Manager 1 Sep 2004 Other 4782232
Brian Kenneth Newton Head of risk management, chief compliance officer 1 Jul 2005 Other 4362568
Laurie O'donoghue Chairman, manager 1 Feb 2007 Other 4298786
Scott David Grimberg Vice president 1 Jul 2007 Other 2368608
Ronald R Lagnado Vice president 1 Jul 2007 Other 4866887
Zoe Elizabeth Rosewarne Chief compliance officer 1 Feb 2009 Other 5644223
Carl Martin Mastroianni President 1 Jul 2011 Other 4320884
Robin Jayne Shulman Chief compliance officer 1 Jul 2015 Other 2719030
Clifford Dean Corso Manager 1 Mar 2016 Other 2477519
Philip Alexander Anker Manager 1 Apr 2016 Other 2996950
James Christian D'sidocky General counsel 1 Apr 2016 Other 5702071

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mbc Investments Corporation Shareholder 1 Aug 1992 75% - 100% 51-0301132
The Bank Of New York Mellon Corporation Shareholder 1 Jul 2007 75% - 100% 13-2614959

Based in New York

The principal office where Pareto New York LLC performs its advisory services is located at 200 Park Avenue, 7 Th Floor, New York, NY 10166 0005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-527-1800 or by fax 212-527-1818. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at bnymellonam.com.