Top Fund Management Inc (Mesa)


Top Fund Management Inc is an adviser based in Mesa. It manages $3.2 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Arizona.

Top Fund Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Top Fund Management: assets under management

The assets under management (AUM) of Top Fund Management Inc is $3.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.2 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Top Fund Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Top Fund Management Inc

Barry Ziskin has been acting as President since 1 Mar 1983. David Dwain Jones joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Barry Ziskin President 1 Mar 1983 75% - 100% 2303122
Barbara Dian Perleberg Compliance officer 1 Mar 1998 Other 2735552
Barry Ziskin Treasurer 1 Jan 1999 75% - 100% 2303122
Barbara Dian Perleberg Secretary 1 Jan 1999 Other 2735552
David Dwain Jones Chief compliance officer 1 Jan 2008 Other 2761758
Barry Ziskin Chief compliance officer 1 Dec 2009 75% - 100% 2303122

Based in Mesa

The principal office where Top Fund Management Inc performs its advisory services is located at 1819 S Dobson Rd Ste 207, Mesa, AZ 85202, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 480-897-6214 or by fax 480-345-9227. The normal business hours are 10:00am-5:00pm on Monday - Friday.