Helm Capital Management LLC is a large advisory firm based in Seattle. It manages $121.04 million of regulatory assets for 148 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Texas, and Washington.
Helm Capital Management provides portfolio management for individuals and small businesses, selection of other advisers, and consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Helm Capital Management LLC is $121.04 million. The firm's AUM has grown by 268% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Helm Capital Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Helm Capital Management is high net worth individuals with 26 clients and $104.79 million of assets under management. Among the 13 most similar advisory firms, Helm Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $121.04 million for 65 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Helm Capital Management also advises several private funds. Namely, one real estate fund. The minimum investment commitment required of non-related persons is $15,000 for each fund.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Helm Capital Management LLC performs its advisory services is located at 1904 Third Avenue, Suite 325, Seattle, WA 98101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 206-654-6200. The normal business hours are 9 am - 5 pm pst on Monday - Friday. You can find more information about the New York firm at helmcapitalmanagement.com.