Navigator Investments, LLC (Providence)


Navigator Investments, LLC is a large advisory firm based in Providence. It manages $106.71 million of regulatory assets for 281 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Arizona, Florida, Massachusetts, North Carolina, and Rhode Island.

Navigator Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and general consulting. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Navigator Investments: assets under management

The assets under management (AUM) of Navigator Investments, LLC is $106.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $106.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $379.75 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Navigator Investments, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Lesley Wilbur Sheeley Managing member 1 Jun 1998 75% - 100% 1873232

Based in Providence

The principal office where Navigator Investments, LLC performs its advisory services is located at 100 Westminster St., Providence, RI 02903, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 401-455-1230 or by fax 401-455-1221. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at navigatorinvestments.com.