Synergy Financial Management, LLC Dba Synergetic Finance (Seattle)


Synergy Financial Management, LLC Dba Synergetic Finance is a large advisory firm based in Seattle. It manages $149.45 million of regulatory assets for 780 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Hawaii, Texas, and Washington.

Synergy Financial Management, LLC Dba Synergetic Finance provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Synergy Financial Management, LLC Dba Synergetic Finance: assets under management

The assets under management (AUM) of Synergy Financial Management, LLC Dba Synergetic Finance is $149.45 million. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $125.77 million in discretionary accounts and $23.68 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $167.47 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $816.55 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Synergy Financial Management, LLC Dba Synergetic Finance for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Joseph Merrell Maas Owner 1 Jul 2001 75% - 100% 2170891

Based in Seattle

The principal office where Synergy Financial Management, LLC Dba Synergetic Finance performs its advisory services is located at 701 Fifth Ave Suite 3520, Seattle, WA 98104 7055, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-386-5455 or by fax 206-386-5452. The normal business hours are 8:00am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at sfmadvisors.com.