Gunnallen Financial, Inc (Tampa)

Gunnallen Financial, Inc is a large advisory firm based in Tampa. It manages $219.24 million of regulatory assets for 1,453 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Gunnallen Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Gunnallen Financial: assets under management

The assets under management (AUM) of Gunnallen Financial, Inc is $219.24 million. The firm's AUM has grown by 689% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $85.72 million in discretionary accounts and $133.52 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.82 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $155.8 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gunnallen Financial, Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gunnallen Financial, Inc

Donald James Gunn has been acting as President since 1 Nov 1997. David Charles Levine joined the executive team most recently as the Evp, Capital Strategies.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 7 indirect owners.

Based in Tampa

The principal office where Gunnallen Financial, Inc performs its advisory services is located at 5002 West Waters Ave, Tampa, FL 33634 1313, which is also the mailing address of the firm. An additional office of the firm is in Farmingdale, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 813-282-0808 or by fax 813-569-2572. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.gunnallen.com.

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