Farallon Capital Europe LLP (London)

Name: Farallon Capital Europe LLP
Address: Orion House, London, Wc2 H 9 Ea
Telephone: 011-44-207-395-7200

Farallon Capital Europe LLP is an adviser based in London. It manages $2.49 billion of regulatory assets for 55 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Delaware.

Farallon Capital Europe provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Farallon Capital Europe: assets under management

The assets under management (AUM) of Farallon Capital Europe LLP is $2.49 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 17% since the beginning of its operation, and $1.07 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.49 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $45.35 million each.

Investments

The firm invests in other assets the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Farallon Capital Europe LLP for their services and products based on fixed fees and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Farallon Capital Europe serves?

The only and largest group of clients of Farallon Capital Europe is pooled investment vehicles with 50 clients and $2.49 billion of assets under management. Among the 6 most similar advisory firms, Farallon Capital Europe has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.49 billion for 50 clients. 51% of the firm’s clients are foreign persons or businesses.

Farallon Capital Europe also advises several private funds.

Careers at Farallon Capital Europe LLP

The company employs 23 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nicolas Giauque	Managing member	1 Nov 2004	25% - 50%	5069579
Lars Erik Bane	Managing member	1 Jun 2006	25% - 50%	2916433
Michael Dean Wall	Finance officer	1 Feb 2008	Other	5497818
James Michael Swerkes	Managing member (4/10) and head trader	1 Mar 2008	Other	2758793
Caroline Hwa I Chang	Cco (1/15), member (4/10) and general counsel	1 Aug 2008	Other	5634807
Sarah Rebecca Rogers	Chief compliance officer	1 Jan 2019	Other	7061491

Based in London

The principal office where Farallon Capital Europe LLP performs its advisory services is located at Orion House, London, Wc2 H 9 Ea, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-44-207-395-7200 or by fax 011-44-207-240-5327. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at faralloncapital.com.