Pauls Real Estate Opportunities Ria, LLC (Denver)


Pauls Real Estate Opportunities Ria, LLC is an adviser based in Denver. It manages $51.16 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Colorado.

Pauls Real Estate Opportunities Ria provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pauls Real Estate Opportunities Ria: assets under management

The assets under management (AUM) of Pauls Real Estate Opportunities Ria, LLC is $51.16 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pauls Real Estate Opportunities Ria, LLC for their services and products based on hourly charges and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brian Daniel Pauls serves?

The only and largest group of clients of Brian Daniel Pauls is pooled investment vehicles with 5 clients and $51.16 million of assets under management. Among the 6 most similar advisory firms, Pauls Real Estate Opportunities Ria has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $51.16 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Pauls Real Estate Opportunities Ria also advises several private funds. Namely, five real estate funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Pauls Real Estate Opportunities Ria, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Brian Daniel Pauls has been acting as President since 1 Jan 2015. Llc Paulscorp joined the executive team most recently as the Sole Member And Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Ironwood Advisors Sole member and manager 1 Jan 2009 75% - 100% 841518720
Christopher Richard Manley Cco 1 Dec 2011 Other 6013826
Brian Daniel Pauls President 1 Jan 2015 Other 6051181
Brian Daniel Pauls President and chief compliance officer 1 Feb 2015 Other 6051181
Llc Paulscorp Sole member and manager 1 Jan 2016 75% - 100% 36-4823380

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Saint Paul Charitable Foundation Shareholder 1 Jan 2009 75% - 100% 27-6391489
William Bernard Pauls Member 1 Jan 2016 50% - 75% 6777387
Llc Pauls Capital Member 1 Jan 2016 50% - 75% 02-0679796
Llc Medallion Enterprises Member 1 Jan 2016 25% - 50% 84-1319099
John Victor Saeman Member 1 Jan 2016 25% - 50% 1184902

Based in Denver

The principal office where Pauls Real Estate Opportunities Ria, LLC performs its advisory services is located at 100 Saint Paul Street, Denver, CO 80206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-371-9000 or by fax 303-371-1465. The normal business hours are 8am-5pm on Monday - Friday.