Copper Rock Capital Partners LLC is a large advisory firm based in Boston. It manages $4 billion of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Copper Rock Capital Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Copper Rock Capital Partners LLC is $4 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 4264% since the beginning of its operation, and $2.73 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Copper Rock Capital Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Copper Rock Capital Partners is pension and profit sharing plans with 24 clients and $2.58 billion of assets under management. Among the 10 most similar advisory firms, Copper Rock Capital Partners has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $4 billion for 35 clients. 55% of the firm’s clients are foreign persons or businesses.
Copper Rock Capital Partners also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 22 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Copper Rock Capital Partners LLC performs its advisory services is located at 200 Clarendon Street, Boston, MA 02116, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 617-369-7100 or by fax 617-369-7208. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at copperrockcapital.com.