W.R. Huff Asset Management Co., L.L.C. (Stuart)


W.R. Huff Asset Management Co., L.L.C. is an adviser based in Stuart. It manages $86.97 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and New Jersey.

W.R. Huff Asset Management Co., L.L.C provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

W.R. Huff Asset Management Co., L.L.C: assets under management

The assets under management (AUM) of W.R. Huff Asset Management Co., L.L.C. is $86.97 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $86.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.58 million each.

Investments

The firm invests in exchange traded securities the most. They account for 62% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 23% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay W.R. Huff Asset Management Co., L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients W.R. Huff Asset Management Co., L.L.C serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of W.R. Huff Asset Management Co., L.L.C is high net worth individuals with 14 clients and $72.94 million of assets under management. Among the 2 most similar advisory firms, W.R. Huff Asset Management Co., L.L.C has the lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $75.1 million for 18 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

W.R. Huff Asset Management Co., L.L.C doesn't advise any private funds.

Careers at W.R. Huff Asset Management Co., L.L.C.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kato San Corp. Manager 1 Jul 1994 Other 22-3323418
Dbc I Corp. Manager 1 Jul 1994 Other 22-3323427
Edward Thomas Dartley Counsel/chief compliance officer 1 Oct 2004 Other 4938429
Scott Andrew Giles Chief compliance officer 1 Dec 2012 Other 4460979
Cathy Jane Markey Chief compliance officer 1 Jun 2015 Other 1530567

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
William Robert Huff President 1 Jul 1994 75% - 100% 852871
Donna Burns Charlton President 1 Jul 1994 75% - 100% 4342061

Based in Stuart

The principal office where W.R. Huff Asset Management Co., L.L.C. performs its advisory services is located at 6794 Se Isle Way, Stuart, FL 34996, which is also the mailing address of the firm. An additional office of the firm is in Morristown, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 772-232-6719. The normal business hours are 9:00a.m. - 5:00p.m. on Monday - Friday.