Rcg Helm, L.L.C. (New York)


Rcg Helm, L.L.C. is a large advisory firm based in New York. It manages $719.46 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005.

Rcg Helm, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rcg Helm, L.L.C: assets under management

The assets under management (AUM) of Rcg Helm, L.L.C. is $719.46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $719.46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $239.82 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rcg Helm, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rcg Helm, L.L.C.

Uwe Schreiner has been acting as President since 1 Dec 2002. Stephen Lasota joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ramius Capital Group Llc Member 1 Dec 2002 75% - 100% 107993
Peter Anthony Cohen Executive officer 1 Dec 2002 Other 50111
Morgan B Stark Executive officer 1 Dec 2002 Other 1959400
Jeffrey Marc Solomon Executive officer 1 Dec 2002 Other 2133254
Julian Raymond Vulliez Managing director 1 Dec 2002 Other 2546746
Uwe Schreiner Director 1 Dec 2002 Other 4958367
Ramius Llc Member 1 Dec 2002 75% - 100% 107993
Patrick Joseph Clough Chief financial officer 1 Aug 2004 Other 4854823
Marran Humphrey Ogilvie Chief compliance officer 1 Mar 2005 Other 2820779
Marc Lewis Baum Chief compliance officer 1 Jun 2005 Other 1580046
Marran Humphrey Ogilvie Chief operating officer 1 Mar 2007 Other 2820779
Stephen Lasota Chief financial officer 1 Feb 2008 Other 5511261

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jeffrey Marc Solomon Executive committee member 1 Mar 1997 Other 2133254
Peter Anthony Cohen Executive committee member 1 Jul 1997 Other 50111
Thomas Wolff Strauss Executive committee member 1 Jul 1997 Other 438203
Morgan B Stark Executive committee member 1 Jul 1997 Other 1959400
L.L.C. C4s & Co. Managing member 1 Aug 1997 Other 13-3937658
Jeffrey Marc Solomon Executive officer 1 Oct 2004 Other 2133254

Based in New York

The principal office where Rcg Helm, L.L.C. performs its advisory services is located at 599 Lexington Avenue, 21 St Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-845-7900 or by fax 212-845-7986. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.ramiuscapital.com.

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