Reserve Management Co., Inc. (New York)

Reserve Management Co., Inc. is a large advisory firm based in New York. It manages $3.69 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001.

Reserve Management Co. provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Reserve Management Co.: assets under management

The assets under management (AUM) of Reserve Management Co., Inc. is $3.69 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.69 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $738.08 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Reserve Management Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Reserve Management Co., Inc.

Bruce Roger Bent has been acting as President since 1 Apr 2000. Robert Peter Fort has served as the Chief Investment Officer since 1 Nov 2003. Catherine Louise Birch joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael H Sheridan	Portfolio manager	1 Jan 1991	Other	2147246
Marykathleen Foynes Gaza	General counsel/director of compliance and legal affairs	1 Apr 1998	Other	2888464
The Bruce R. Bent Ii 1999 Trust	N/a	1 Jun 1999	Other	13-7209977
The Arthur T. Bent Iii 1999 Trust	N/a	1 Jun 1999	Other	13-7209978
Helen Hotis	Portfolio manager	1 Aug 1999	Other	2182360
Bruce Roger Bent	President	1 Apr 2000	Other	737145
Arthur Thomas Bent	Coo/treasurer & svp & asst. sec'y	1 Apr 2000	Other	1478562
Agnes Nora Mullady	Controller	1 Aug 2000	Other	1732384
Irene Susan Greenberg	General counsel	1 Jun 2002	Other	4558633
Peter Moffatt	Portfolio manager	1 Sep 2002	Other	2223048
Karen Anne Lacour	Interim controller	1 Oct 2002	Other	1996925
Leonard Francis Wallace	Compliance director	1 Jan 2003	Other	1953357
Daniel Sean Madden	Controller/director	1 Jan 2003	Other	2566061
Richard James Goodman	Controller	1 May 2003	Other	1362501
Charles Casey Bentz	Acting controller	1 Aug 2003	Other	1712192
Robert Peter Fort	Chief investment officer	1 Nov 2003	Other	1382039
Amy W Bizar	General counsel	1 Dec 2003	Other	4727704
Daniel Francis Barry	Controller	1 Aug 2004	Other	1590060
Christina Maria Massaro	Chief compliance officer	1 Jan 2005	Other	2219491
Daniel Francis Barry	Controller	1 Jan 2005	Other	1590060
Patrick R Ledford	Chief investment officer	1 Sep 2005	Other	4845149
Carl Allen Merz	Chief financial officer	1 Oct 2005	Other	3134495
Patrick Joseph Farrell	Chief financial officer	1 Mar 2006	Other	1311012
William March Moore	Portfolio manager	1 Apr 2006	Other	4565514
Edmund Paul Bergan	General counsel	1 May 2006	Other	1551382
Michelle Caetano	Portfolio manager	1 May 2007	Other	4552986
Glenn Koenig	Portfolio manager	1 Jun 2007	Other	2919152
Michael Luciano	Portfolio manager	1 Jul 2007	Other	4401841
Catherine Crowley	General counsel	1 Sep 2007	Other	5416114
Catherine Louise Birch	Secretary	1 Jun 2009	Other	5673891

Based in New York

The principal office where Reserve Management Co., Inc. performs its advisory services is located at C/O The Reserve, New York, NY 10001 3701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.