H I A Helvetia Investment Advisors Sa is a mid-sized advisory firm based in Lugano. It manages $60 million of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Connecticut, District of Columbia, and 5 other states.
H I A Helvetia Investment Advisors provides portfolio management for individuals and small businesses and global reporting & risk analysis of client portfolio including assets not under management. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of H I A Helvetia Investment Advisors Sa is $60 million. The firm's AUM has grown by 140% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay H I A Helvetia Investment Advisors Sa for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of H I A Helvetia Investment Advisors is individuals with 26 clients and $31 million of assets under management. Among the 6 most similar advisory firms, H I A Helvetia Investment Advisors has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $60 million for 36 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
H I A Helvetia Investment Advisors doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where H I A Helvetia Investment Advisors Sa performs its advisory services is located at Via Della Posta 4, Lugano, 6900, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number +41919100583 or by fax +41919100588. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at helvetia-ia.com/index.html.