Doolittle & Ganos Investment Counsel, LLC (Carmel)


Doolittle & Ganos Investment Counsel, LLC is a large advisory firm based in Carmel. It manages $200 million of regulatory assets for 312 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Georgia, and New Jersey.

Doolittle & Ganos Investment Counsel provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Doolittle & Ganos Investment Counsel: assets under management

The assets under management (AUM) of Doolittle & Ganos Investment Counsel, LLC is $200 million. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $192 million in discretionary accounts and $8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $623.38 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Doolittle & Ganos Investment Counsel, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
William Gaul Doolittle Trustor 1 Dec 2006 50% - 75% 4348362
Todd Christopher Ganos Trustor 1 Dec 2006 25% - 50% 2306228

Based in Carmel

The principal office where Doolittle & Ganos Investment Counsel, LLC performs its advisory services is located at 100 Clock Tower Place, Carmel, CA 93923 The mailing address of the firm is P.O. Box 221610, Carmel, CA 93922. An additional office of the firm is in Walnut Creek, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 831-624-3317 or by fax 831-624-0620. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.doolittleganos.com.