Keller Thomas Lane (Victoria)


Keller Thomas Lane is a large advisory firm based in Victoria. It manages $120.29 million of regulatory assets for 351 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Keller Thomas Lane provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Keller Thomas Lane: assets under management

The assets under management (AUM) of Keller Thomas Lane is $120.29 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $96.43 million in discretionary accounts and $23.86 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $300.39 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $795.49 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keller Thomas Lane for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Keller Thomas Lane

Keller Thomas Lane is owned by Thomas Keller. Phyllis Ponder Keller joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Keller Owner 1 Jan 1993 75% - 100% 3190293
Mark Lee Westerman Chief compliance officer 1 Jan 1998 Other 1791161
Phyllis Ponder Keller Chief compliance officer 1 Aug 2006 Other 5211049

Based in Victoria

The principal office where Keller Thomas Lane performs its advisory services is located at 101 South Main St. Suite 300, Victoria, TX 77901 8142 The mailing address of the firm is P.O. Box 2549, Victoria, TX 77902 2549. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 361-573-4383 or by fax 361-573-1168. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday.