Eagle Rock Financial Advisers, Ltd. (Lancaster)

Eagle Rock Financial Advisers, Ltd. is an adviser based in Lancaster. It manages $30.11 million of regulatory assets for 199 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Pennsylvania.

Eagle Rock Financial Advisers provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eagle Rock Financial Advisers: assets under management

The assets under management (AUM) of Eagle Rock Financial Advisers, Ltd. is $30.11 million. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.59 million in discretionary accounts and $2.52 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $148.32 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $194.12 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eagle Rock Financial Advisers, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Eagle Rock Financial Advisers, Ltd.

Richard Dale Weiser has served as the Chief Investment Officer since 1 Feb 2003. Thomas Frank Rauba joined the executive team most recently as the Chief Operating Officer, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Frank Rauba	Chief operating officer, chief compliance officer	1 Feb 2003	50% - 75%	1834632
Richard Dale Weiser	Chief investment officer	1 Feb 2003	50% - 75%	2290446

Based in Lancaster

The principal office where Eagle Rock Financial Advisers, Ltd. performs its advisory services is located at 205 Granite Run Drive, Lancaster, PA 17601, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.