Cra Rogerscasey, Inc. (Darien)


Cra Rogerscasey, Inc. is an investment adviser to a business development company based in Darien. It manages $270 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, Arkansas, California, and 29 other states.

Cra Rogerscasey provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cra Rogerscasey: assets under management

The assets under management (AUM) of Cra Rogerscasey, Inc. is $270 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $270 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $270 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cra Rogerscasey, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cra Rogerscasey, Inc.

Kevin Robert Greene has been acting as President since 1 Mar 2002. Alan Jay Resler joined the executive team most recently as the Chief Compliance Officer, Treasurer, Chief Financial Officer And Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Capital Resource Holdings Shareholder 1 Mar 2002 75% - 100% 22-3677006
Cra Group Lp Shareholder 1 Mar 2002 50% - 75% 36-4183921
Kevin Robert Greene Chairman 1 Mar 2002 Other 1295699
Timothy Reed Barron President & chief executive officer 1 May 2004 Other 2885066
Alan Jay Resler Chief compliance officer, treasurer, chief financial officer and secretary 1 Sep 2004 Other 4939089

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Charles Ammerman Managing member 1 Jan 1988 Other 4968100
Alexander Searle Mcgrath Managing member 1 Aug 1988 Other 1299829
Stephen Marshall Jenks Managing member 1 Nov 1993 Other 1474668
Llc Capital Resource Partners Iv General partner 1 Dec 1998 Other 04-3444655
L.P. Capital Resource Partners Iv Member 1 Mar 2002 25% - 50% 04-3444711
Capital Resource Partners Cra Investment Corp. Member 1 Mar 2002 75% - 100% 01-0662396

Based in Darien

The principal office where Cra Rogerscasey, Inc. performs its advisory services is located at One Parklands Drive, Darien, CT 06820, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-656-5900 or by fax 203-656-2233. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.rogerscasey.com.