Johanson Financial Advisors, Inc. is a large advisory firm based in Campbell. It manages $264.68 million of regulatory assets for 752 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, California, Hawaii, Texas, and Utah.
Johanson Financial Advisors provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Johanson Financial Advisors, Inc. is $264.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 223% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Johanson Financial Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of David Leland Johanson is high net worth individuals with 91 clients and $182.91 million of assets under management. Among the 12 most similar advisory firms, Johanson Financial Advisors has the 6th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $264.68 million for 275 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Johanson Financial Advisors doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David Leland Johanson has been acting as President since 1 Sep 2011. Lynda M Tu joined the executive team most recently as the Chief Compliance Officer.
The principal office where Johanson Financial Advisors, Inc. performs its advisory services is located at 2105 S. Bascom Avenue, Campbell, CA 95008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 408-404-0009 or by fax (408) 626-0009. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at johansonfinancial.com.