Pyxis Capital, L.P. (Dallas)


Pyxis Capital, L.P. is a large advisory firm based in Dallas. It manages $2.99 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.

Pyxis Capital provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pyxis Capital: assets under management

The assets under management (AUM) of Pyxis Capital, L.P. is $2.99 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.99 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $142.44 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pyxis Capital, L.P. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pyxis Capital, L.P.

Raymond Joseph Dougherty has been acting as President since 1 Feb 2009. Frank George Waterhouse joined the executive team most recently as the Treasurer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Raymond Joseph Dougherty President 1 Feb 2009 Other 5023647
Patrick Glenn Boyce Treasurer 1 Feb 2009 Other 3091924
Inc. Strand Advisors Xvi General partner 1 Feb 2009 Other 26-4244836
Inc. Highland Capital Management Services Limited partner 1 Feb 2009 75% - 100% xxx-xx-xxxx
Thomas Joseph Surgent Secretary 1 Oct 2011 Other 5983586
Alan Jeffrey Head Chief compliance officer 1 Jan 2012 Other 2901785
Scott Byron Ellington Chief legal officer 1 Jan 2012 Other 5907639
Frank George Waterhouse Treasurer 1 Jun 2012 Other 2960256
James Bradley Ross President 1 Jun 2012 Other 1487925

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
James David Dondero President/shareholder 1 Feb 2009 75% - 100% 2477893
Mark Kiyoshi Okada Shareholder 1 Feb 2009 25% - 50% 2477897

Based in Dallas

The principal office where Pyxis Capital, L.P. performs its advisory services is located at 200 Crescent Court, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-419-4444 or by fax 972-628-4171. The normal business hours are 7:00 am- 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.pyxiscap.com.