Dbs Investment Advisers, LLC is a large advisory firm based in Bay City. It manages $100.18 million of regulatory assets for 494 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Michigan and Ohio.
Dbs Investment Advisers provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dbs Investment Advisers, LLC is $100.18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 69% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dbs Investment Advisers, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Dbs Investment Advisers is pension and profit sharing plans with 64 clients and $76.86 million of assets under management. Among the 10 most similar advisory firms, Dbs Investment Advisers has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $100.18 million for 230 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Dbs Investment Advisers doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Dbs Investment Advisers, LLC performs its advisory services is located at 6006 West Side Saginaw Road, Bay City, MI 48706 The mailing address of the firm is Po Box 280, Bay City, MI 48707. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-327-2377 or by fax 989-686-5380. The normal business hours are 8:30 a.m. - 5:30 p.m. (et) on Monday - Friday. You can find more information about the New York firm at thedbscompanies.com.