Roszel Advisors, LLC (Pennington)

Roszel Advisors, LLC is an adviser based in Pennington. It manages $152.41 thousand of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New Jersey.

Roszel Advisors provides portfolio management for investment companies, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roszel Advisors: assets under management

The assets under management (AUM) of Roszel Advisors, LLC is $152.41 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $152.41 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.93 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Roszel Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Roszel Advisors, LLC

John Manetta has been acting as President since 1 Apr 2002. Robert Michael Zakem joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Manetta	President	1 Apr 2002	Other	2163095
Joseph Edward Justice	Treasurer	1 Apr 2002	Other	2562001
Edward Wilson (Jr) Diffin	Secretary	1 Apr 2002	Other	1980003
Inc. Merrill Lynch Insurance Group	Sole shareholder	1 Apr 2002	75% - 100%	13-3408205
Michael P Cogswell	Elected manager	1 Apr 2002	Other	4887471
Jerome James Davies	Treasurer	1 Jun 2002	Other	1657185
John David Meglen	Vice president, coo	1 Jun 2002	Other	4550599
Michael P Cogswell	Elected manager	1 Mar 2005	Other	4887471
Barry G Skolnick	Secretary & chief compliance officer	1 Jun 2005	Other	4987003
Denise Ann Marshall	Assistant secretary	1 Jun 2005	Other	5057043
Frances Catherine Grabish	Secretary	1 Oct 2005	Other	3145161
Kirsty Pollard Lieberman	Assistant secretary	1 Oct 2005	Other	2111668
Anne M Strootman	Interim treasurer and chief financial officer	1 Jul 2006	Other	5273926
Ann M Strootman	Interim treasurer and chief financial officer	1 Jul 2006	Other	5273926
Lori M Salvo	Chief compliance officer	1 Jun 2008	Other	5605630
Robert Michael Zakem	Chief compliance officer	1 Mar 2009	Other	2252413
Michelle Hyunsook Rhee	Chief legal officer	1 Mar 2009	Other	2519781

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Merrill Lynch & Co.	Owner of merrill lynch group, inc.	1 Mar 1987	75% - 100%	13-2740599
Inc. Merrill Lynch & Co.	Owner of merrill lynch group, inc.	1 Mar 1987	75% - 100%	13-2740599
Inc. Merrill Lynch Group	Owner of merrill lynch insurance group, inc.	1 Jun 1991	75% - 100%	13-3319116
Llc. Merrill Lynch Group	Shareholder	1 Jun 1991	75% - 100%	13-3319116
Inc. Merrill Lynch Group	Owner of merrill lynch insurance group, inc.	1 Sep 1999	75% - 100%	13-3319116
Bank Of America Corporation	Shareholder	1 Jan 2009	75% - 100%	56-0906609

Based in Pennington

The principal office where Roszel Advisors, LLC performs its advisory services is located at 1700 Merrill Lynch Drive, Pennington, NJ 08534 The mailing address of the firm is Katina M. Nelson (Nc1 002 19 44), Charlotte, NC 28255. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 609-274-5346 or by fax 609-681-5872. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.