Stonerise Capital Management, LLC (San Francisco)


Stonerise Capital Management, LLC is an adviser based in San Francisco. It manages $73.04 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Stonerise Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stonerise Capital Management: assets under management

The assets under management (AUM) of Stonerise Capital Management, LLC is $73.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $73.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.35 million each.
Stonerise Capital Management has custody of $73.04 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stonerise Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stonerise Capital Management serves?

The only and largest group of clients of Stonerise Capital Management is pooled investment vehicles with 3 clients and $73.04 million of assets under management. Among the 1 most similar advisory firms, Stonerise Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $73.04 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Stonerise Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Stonerise Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jeffrey Alley Cozad Managing partner 1 May 2007 25% - 50% 2073974
Josefrancisco Sweet Demedeiros Managing partner 1 May 2007 25% - 50% 2771976
John Charles Walker Managing partner 1 May 2007 25% - 50% 4356557
Kenneth P Jones Chief compliance officer & chief operating officer 1 Feb 2010 Other 261451
Kenneth Phil Jones Chief compliance officer & chief operating officer 1 Feb 2010 Other 1736942
Carrie Ann Farina Bigness Chief compliance officer and controller 1 Jul 2014 Other 2934993
Robert Joseph Morelli Chief operating officer and chief financial officer 1 Apr 2015 Other 4757374
Robert Joseph Morelli Chief compliance officer, chief operating officer and chief financial officer 1 Jul 2017 Other 4757374
Jeffrey Alley Cozad Retiring managing member 1 Jan 2018 Other 2073974

Based in San Francisco

The principal office where Stonerise Capital Management, LLC performs its advisory services is located at 235 Montgomery Street, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-217-4101. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at stonerisecapital.com.