Associated Investment Services, Inc. is a large advisory firm based in Green Bay. It manages $645.83 million of regulatory assets for 3,939 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Arizona, Florida, Illinois, and 7 other states.
Associated Investment Services provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and mutual fund wrap. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Associated Investment Services, Inc. is $645.83 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 133% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Associated Investment Services, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Associated Investment Services is individuals with 3,234 clients and $632.35 million of assets under management. Among the 9 most similar advisory firms, Associated Investment Services has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $643.01 million for 3,239 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Associated Investment Services doesn't advise any private funds.
The company employs 69 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. 54 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Associated Investment Services, Inc. performs its advisory services is located at 433 Main Street, Green Bay, WI 54301 5114 The mailing address of the firm is P.O. Box 640, Green Bay, WI 54305 0640. An additional office of the firm is in Watertown, WI. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-595-7722 or by fax 920-327-5674. The normal business hours are 8:00 am - 5:00 pm ct on Monday - Friday. You can find more information about the New York firm at associatedbank.com.