Seattle Wealth Management LLC is a large advisory firm based in Seattle. It manages $118 million of regulatory assets for 259 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Oregon and Washington.
Seattle Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Seattle Wealth Management LLC is $118 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Seattle Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Seattle Wealth Management is pooled investment vehicles with 6 clients and $57 million of assets under management. Among the 10 most similar advisory firms, Seattle Wealth Management has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $118 million for 90 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Seattle Wealth Management doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Seattle Wealth Management LLC performs its advisory services is located at 8301 A 5 Th Avenue Ne, Seattle, WA 98115, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 206-956-9445. The normal business hours are by appointment on Other. You can find more information about the New York firm at seattlewm.com.