Three Chopt Capital Management LLC (New York)


Three Chopt Capital Management LLC is a large advisory firm based in New York. It manages $55.5 million of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of New York and Virginia.

Three Chopt Capital Management provides portfolio management for individuals and small businesses and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Three Chopt Capital Management: assets under management

The assets under management (AUM) of Three Chopt Capital Management LLC is $55.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $55.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.54 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Three Chopt Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Three Chopt Capital Management LLC

David Keith Dwyer has been acting as President since 1 Apr 2007. Douglas Middleton Arthur joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Yates Catlett Member manager / cco 1 Feb 2005 75% - 100% 1600005
Mary Munford Catlett Member 1 Feb 2005 Other 1787740
Margaret Ann Doonan Chief compliance officer 1 May 2005 Other 2628981
David Keith Dwyer President 1 Apr 2007 Other 1867034
Douglas Middleton Arthur Chief compliance officer 1 May 2008 Other 2554082

Based in New York

The principal office where Three Chopt Capital Management LLC performs its advisory services is located at 767 Fifth Avenue, 6 Th Floor, New York, NY 10153, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-644-4171 or by fax 212-644-4923. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.