Brian S. Pearce, Inc. (Winter Haven)


Brian S. Pearce, Inc. is an adviser based in Winter Haven. It manages $45.5 million of regulatory assets for 900 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Florida.

Brian S. Pearce provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and active investment management. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Brian S. Pearce: assets under management

The assets under management (AUM) of Brian S. Pearce, Inc. is $45.5 million. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $42 million in discretionary accounts and $3.5 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $17.5 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brian S. Pearce, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Brian S. Pearce, Inc.

Brian Stanley Pearce has been acting as President since 1 Aug 1993. Tisa Marlene Knox joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian Stanley Pearce President 1 Aug 1993 75% - 100% 1334784
Tisa Marlene Knox Chief compliance officer 1 Jan 2005 Other 2489826

Based in Winter Haven

The principal office where Brian S. Pearce, Inc. performs its advisory services is located at 56 Fourth Street Northwest Suite 201, Winter Haven, FL 33881, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 863-299-5808 or by fax 863-299-5503. The normal business hours are 9:30 am to 4:30 pm on Monday - Friday.