Neptune Company Management Advisors, LLC (Scottsdale)


Neptune Company Management Advisors, LLC is a large advisory firm based in Scottsdale. It manages $25.2 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona and Idaho.

Neptune Company Management Advisors provides publication of newsletters and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neptune Company Management Advisors: assets under management

The assets under management (AUM) of Neptune Company Management Advisors, LLC is $25.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.2 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Neptune Company Management Advisors, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Neptune Company Management Advisors, LLC

December Natali Davis joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brent Berj Nerguizian Chief executive officer/chief compliance officer 1 Apr 2003 Other 2670523
B. Nerguizian Llc Managing member 1 Apr 2003 75% - 100% 86-0960630
December Natali Davis Chief compliance officer 1 Jul 2005 Other 5001159

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Brent Berj Nerguizian Member 1 Aug 1999 Other 2670523

Based in Scottsdale

The principal office where Neptune Company Management Advisors, LLC performs its advisory services is located at 31300 N. Scottsdale Road, Scottsdale, AZ 85262 The mailing address of the firm is P.O. Box 27170, Scottsdale, AZ 85255. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-922-1000 or by fax 480-922-1001. The normal business hours are 9:00 a.m. to 4:00 p.m. on Monday - Friday.