Nfp Retirement Inc. is a large advisory firm based in Aliso Viejo. It manages $56.74 billion of regulatory assets for 2,281 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Arizona, California, and 16 other states.
Nfp Retirement provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and research reports on 401(k) plans. It prepares financial plans for more than 50 clients. On top of advisory services, the firm also engages as plan administrative software.
The assets under management (AUM) of Nfp Retirement Inc. is $56.74 billion. The firm's AUM has grown by 80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Nfp Retirement Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Nicholas Dominic Dellavedova is pension and profit sharing plans with 1,231 clients and $56.46 billion of assets under management. Among the 8 most similar advisory firms, Nfp Retirement has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $56.74 billion for 2,281 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Nfp Retirement doesn't advise any private funds.
The company employs 162 people that are either part- or full-time employees. 48 percent of the employees work as investment advisers or researchers. 78 employees are registered as investment adviser representatives with the state securities authorities.
There are 54 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Nicholas Dominic Dellavedova has been acting as President since 1 Mar 2005. Jeffrey Scott Elvander has served as the Chief Investment Officer since 1 Jan 2006. Blake Alan Bjordahl joined the executive team most recently as the Chief Compliance Officer.
The principal office where Nfp Retirement Inc. performs its advisory services is located at 120 Vantis, Aliso Viejo, CA 92656, which is also the mailing address of the firm. An additional office of the firm is in West Chester, PA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-460-9898 or by fax 949-460-9893. The normal business hours are 8:30am - 4:30pm on Monday - Friday. You can find more information about the New York firm at 401kadvisors.com.