Griffith & Werner, Inc. (Canton)


Griffith & Werner, Inc. is an adviser based in Canton. It manages $43.5 million of regulatory assets for 584 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Florida and Georgia.

Griffith & Werner provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Griffith & Werner: assets under management

The assets under management (AUM) of Griffith & Werner, Inc. is $43.5 million. The firm's AUM has grown by 64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.8 million in discretionary accounts and $15.7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $105.3 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $49.06 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Griffith & Werner, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Griffith & Werner, Inc.

Darryl Craig Werner has been acting as President since 1 Mar 1983. Gregory Scott Phelps joined the executive team most recently as the President & Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Darryl Craig Werner President 1 Mar 1983 75% - 100% 2124183
Gregory Scott Phelps Chief compliance officer 1 Jul 2007 Other 4845819
Gregory Scott Phelps President & chief compliance officer 1 Jan 2012 75% - 100% 4845819

Based in Canton

The principal office where Griffith & Werner, Inc. performs its advisory services is located at 107 Mountain Brook Drive, Canton, GA 30115, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 678-901-4167 or by fax 678-493-7854. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.griffith-werner.com.