Navigen, LLC is a large advisory firm based in Green Bay. It manages $113.34 million of regulatory assets for 622 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Texas and Wisconsin.
Navigen provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Navigen, LLC is $113.34 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Navigen, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Navigen is high net worth individuals with 29 clients and $63.99 million of assets under management. Among the 10 most similar advisory firms, Navigen has the 5th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $113.34 million for 245 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Navigen doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Navigen, LLC performs its advisory services is located at 677 Baeten Road, Green Bay, WI 54304, which is also the mailing address of the firm. An additional office of the firm is in Sheboygan, WI. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 920-676-3334 or by fax 920-227-4192. The normal business hours are 9:00 am- 5:00 pm on Monday - Friday. You can find more information about the New York firm at warberwm.com.