Bayridge Financial Group, Inc. (Brooklyn)


Bayridge Financial Group, Inc. is a mid-sized advisory firm based in Brooklyn. It manages $40 million of regulatory assets for 324 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.

Bayridge Financial Group provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bayridge Financial Group: assets under management

The assets under management (AUM) of Bayridge Financial Group, Inc. is $40 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $40 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $123.46 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bayridge Financial Group, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bayridge Financial Group serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Bayridge Financial Group is individuals with 200 clients and $36 million of assets under management. Among the 3 most similar advisory firms, Bayridge Financial Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $40 million for 210 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Bayridge Financial Group doesn't advise any private funds.

Careers at Bayridge Financial Group, Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Shane Harold Siederman Partner 1 Apr 2018 50% - 75% 2563921
Jason Rocco D'amelio Partner and chief compliance officer 1 Apr 2018 25% - 50% 4495800

Based in Brooklyn

The principal office where Bayridge Financial Group, Inc. performs its advisory services is located at 9710 Third Avenue, Brooklyn, NY 11209 7742, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (718) 833-4901 or by fax (718) 833-4903. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at bayridgefinancial.net.