Dws Investments Hong Kong Limited is a large advisory firm based in Hong Kong. It manages $4.86 billion of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2019.
Dws Investments Hong Kong Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dws Investments Hong Kong Limited is $4.86 billion. The firm's AUM has grown by 0% since the beginning of its operation, and $4.36 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Dws Investments Hong Kong Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, investment companies, and pooled investment vehicles. The largest group of clients of Wai Kah Chang is pooled investment vehicles with 17 clients and $4.36 billion of assets under management. Among the 8 most similar advisory firms, Dws Investments Hong Kong Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $4.86 billion for 19 clients. 89% of the firm’s clients are foreign persons or businesses.
Dws Investments Hong Kong Limited also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.
The company employs 72 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Wai Kah Chang has been acting as President since 1 May 2018. Mandy Shuk Man Chiu joined the executive team most recently as the Chief Compliance Officer.
The principal office where Dws Investments Hong Kong Limited performs its advisory services is located at 52/F International Commerce Centre, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 852-2203-8888. The normal business hours are 9:00am-5:30pm on Monday - Friday. You can find more information about the New York firm at twitter.com/dws_group.