Rcf Management, LLC (Denver)


Rcf Management, LLC is a large advisory firm based in Denver. It manages $3.28 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Colorado.

Rcf Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rcf Management: assets under management

The assets under management (AUM) of Rcf Management, LLC is $3.28 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 69% since the beginning of its operation, and $3.28 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.28 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $409.86 million each.
Rcf Management has custody of $3.28 billion in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rcf Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rcf Management serves?

The only and largest group of clients of Rcf Management is pooled investment vehicles with 8 clients and $3.28 billion of assets under management. Among the 10 most similar advisory firms, Rcf Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.28 billion for 8 clients. 100% of the firm’s clients are foreign persons or businesses.

Rcf Management also advises several private funds. Namely, eight private equity funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $10,000,000.

Careers at Rcf Management, LLC

The company employs 45 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Timothy Mcclements has served as the Chief Investment Officer since 1 May 2016. Mason Gordon Hills joined the executive team most recently as the General Counsel.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Henderson Gilbert Tuten Partner 1 Jan 2000 Other 6021789
Russell Lorne Cranswick Partner 1 Mar 2000 Other 6021781
Ross Randolph Bhappu Partner 1 Mar 2001 Other 6021775
Jarrah Llc Managing member 1 Feb 2002 25% - 50% 68-0582876
Sherri Anne Croasdale Chief financial officer 1 Jan 2006 Other 6021750
Ryan Todd Bennett Senior partner 1 Jun 2009 Other 6021773
Catherine Jean Boggs General counsel 1 Jan 2011 Other 6025533
Molly Moxley Campbell Chief compliance officer 1 Jan 2012 Other 6021615
Ross Randolph Bhappu Senior partner 1 May 2013 Other 6021775
Russell Lorne Cranswick Senior partner 1 May 2013 Other 6021781
James Timothy Mcclements Chief investment officer 1 May 2016 Other 6021790
Rcfm Eu Holdings L.P. Member 1 Sep 2016 75% - 100% 81-4020732
Rcfm Gp L.L.C. Managing member 1 Sep 2016 Other 81-4006966
Michele Valenti Chief operating officer 1 Dec 2016 Other 2934857
Mason Gordon Hills General counsel 1 Feb 2019 Other 7089952

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
James Timothy Mcclements Managing partner 1 Jun 2009 50% - 75% 6021790
Rcfm Gp Llc General partner 1 Sep 2016 Other 81-4006966
James Timothy Mcclements Managing partner 1 Sep 2016 Other 6021790
Henderson Gilbert Tuten Member 1 Sep 2016 75% - 100% 6021789
Llc Jarrah Limited partner 1 Sep 2016 25% - 50% 68-0582876
Michele Valenti Member 1 Jan 2019 50% - 75% 2934857
Jasper Anton Bertisen Member 1 Jan 2019 50% - 75% 7091587

Based in Denver

The principal office where Rcf Management, LLC performs its advisory services is located at 1400 16 Th Street, Denver, CO 80202, which is also the mailing address of the firm. An additional office of the firm is in Jericho, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-946-1444 or by fax 720-946-1450. The normal business hours are 8:00a.m.- 5:00p.m. on Monday - Friday. You can find more information about the New York firm at resourcecapitalfunds.com.