Uniwealth Advisors, Inc. (Cutler Bay)

Uniwealth Advisors, Inc. is a large advisory firm based in Cutler Bay. It manages $126.52 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Florida.

Uniwealth Advisors provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Uniwealth Advisors: assets under management

The assets under management (AUM) of Uniwealth Advisors, Inc. is $126.52 million. The firm's AUM has grown by 118% since the beginning of its operation, and $636.7 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $4.58 million in discretionary accounts and $121.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $305.34 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30.49 million.

Investments

The firm invests in government bonds the most. They account for 50% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 18% of the firm’s portfolio. Investments in other assets form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Uniwealth Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Uniwealth Advisors serves?

The firm provides services to individuals, corporations or other businesses, and state or municipal government entities. The largest group of clients of Uniwealth Advisors is state or municipal government entities with 5 clients and $124.89 million of assets under management. Among the 10 most similar advisory firms, Uniwealth Advisors has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $126.52 million for 19 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 20% of the firm’s clients are foreign persons or businesses.

Uniwealth Advisors doesn't advise any private funds.

Careers at Uniwealth Advisors, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stefano Ubaldo Fanfani	President & chief compliance officer	1 May 2003	50% - 75%	1580599
John Paul Tetzeli	Vice president & secretary	1 May 2005	50% - 75%	2381040

Based in Cutler Bay

The principal office where Uniwealth Advisors, Inc. performs its advisory services is located at 7991 Sw 186 Street, Cutler Bay, FL 33157, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-253-9333. The normal business hours are 9:00am to 4:00pm on Monday - Friday.