Sanford C. Berstein & Co., LLC (New York)

Sanford C. Berstein & Co., LLC is a large advisory firm based in New York. It manages $10.35 billion of regulatory assets for 129 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 34 other states.

Sanford C. Berstein & Co. provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sanford C. Berstein & Co.: assets under management

The assets under management (AUM) of Sanford C. Berstein & Co., LLC is $10.35 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $10.34 billion in discretionary accounts and $5.73 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $82.07 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.91 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sanford C. Berstein & Co., LLC for their services and products based on a percentage of assets under management, subscription fees, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sanford C. Berstein & Co., LLC

John Donato Carifa has been acting as President since 1 Oct 2000. Laurence Hugh Bertan joined the executive team most recently as the Director Of Compliance & Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lewis Alan Sanders	Director & chairman	1 Oct 2000	Other	410202
Gerald M Lieberman	Director & chief financial officer	1 Oct 2000	Other	3139548
Marc Orlans Mayer	Director & chief executive officer	1 Oct 2000	Other	2120110
Michael Thomas Borgia	Director of operations & senior vice president	1 Oct 2000	Other	1054864
John Donato Carifa	Director	1 Oct 2000	Other	1233822
Alliance Capital Management Llc	Sole llc member	1 Oct 2000	75% - 100%	11-3559441
Laurence Hugh Bertan	Director of compliance & vice president	1 Dec 2000	Other	2332647

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. ("Acmc Inc.") Acmc	Limited partner	1 Nov 1987	25% - 50%	13-2677213
The Equitable Life Assurance Society Of The United States("Equtable")	Member	1 Dec 1989	75% - 100%	13-5570651
Equitable Holdings Llc (Equitable Holdings")	Stockholder	1 Dec 1997	75% - 100%	13-5570651
Equitable	Stockholder	1 Dec 1997	75% - 100%	13-5570651
Alliance Capital Managementcorporation ("Acmc")	General partner	1 Apr 1999	Other	13-3633538
Axa Client Solutions Llc ("Axa Client Solutions")	Stockholder	1 Sep 1999	75% - 100%	52-2197822
Inc. Axa Financial	Member	1 Sep 1999	75% - 100%	13-3623351
Alliance Capital Management Holding L.P. ("Acmhlp")	Limited partner	1 Oct 1999	25% - 50%	13-3434400
Alliance Capital Management L.P. ("Acmlp")	Sole member	1 Aug 2000	75% - 100%	13-3434400

Based in New York

The principal office where Sanford C. Berstein & Co., LLC performs its advisory services is located at 767 Fifth Avenue, New York, NY 10153 0185, which is also the mailing address of the firm. An additional office of the firm is in White Plains, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-486-5800 or by fax 212-756-4168. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.