Waschka Capital Investments, Inc. (Little Rock)


Waschka Capital Investments, Inc. is a large advisory firm based in Little Rock. It manages $103.16 million of regulatory assets for 356 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arkansas, Louisiana, and Texas.

Waschka Capital Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Waschka Capital Investments: assets under management

The assets under management (AUM) of Waschka Capital Investments, Inc. is $103.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $103.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $289.78 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Waschka Capital Investments, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Waschka Capital Investments, Inc.

Lawrence Arthur Waschka has been acting as President since 1 Aug 1991. Angie Rashea Johnson joined the executive team most recently as the Cfp.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Thomas Brewer Shareholder 1 Jan 1991 Other 4777498
Beverly Paul Brewer Shareholder 1 Jan 1991 Other 4777502
Lawrence Arthur Waschka President 1 Aug 1991 75% - 100% 1506988
Linda Carol Bass Director of operations and compliance 1 Mar 1993 Other 862934
Angie Rashea Johnson Cfp 1 Jan 2002 Other 2763801
Angie Staton Johnson Cfp 1 Jan 2002 Other 2763801

Based in Little Rock

The principal office where Waschka Capital Investments, Inc. performs its advisory services is located at 1501 N University Ste 551, Little Rock, AR 72207, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 501-664-8036 or by fax 501-664-2824. The normal business hours are 8am-4:00pm on Monday - Friday. You can find more information about the New York firm at www.waschka.com.