Allocca J P & Associates Inc (Santa Fe)


Allocca J P & Associates Inc is a large advisory firm based in Santa Fe. It manages $72 million of regulatory assets for 990 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New Mexico.

Allocca J P & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Allocca J P & Associates: assets under management

The assets under management (AUM) of Allocca J P & Associates Inc is $72 million. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57 million in discretionary accounts and $15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.33 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Allocca J P & Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Allocca J P & Associates Inc

Joseph Paul Allocca has been acting as President since 1 Jul 1980. John Francis Brunett joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph Paul Allocca President 1 Jul 1980 50% - 75% 727206
John Francis Brunett Vice-president 1 Oct 2004 50% - 75% 2316428

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Paula J. Allocca Current 1 Jul 1980 50% - 75% 4387167
Gina Carrie Allocca Non active 1 Sep 2001 25% - 50% 4520947

Based in Santa Fe

The principal office where Allocca J P & Associates Inc performs its advisory services is located at 1549 St Francis Dr, Santa Fe, NM 87505, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-988-9739 or by fax 505-982-3640. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pensionco.com.