Rafferty Capital Markets, LLC is a pension cosultant based in Garden City. It manages $13 million of regulatory assets for 160 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and New York.
Rafferty Capital Markets provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and security ratings or pricing services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rafferty Capital Markets, LLC is $13 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rafferty Capital Markets, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Thomas Aloysius Mulrooney has been acting as President since 1 Mar 1996. Kathleen Mary Rafferty joined the executive team most recently as the Member.
The principal office where Rafferty Capital Markets, LLC performs its advisory services is located at 59 Hilton Avenue, Garden City, NY 11530, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 516-877-5300 or by fax 516-742-6935. The normal business hours are 8:30a - 6:00p on Monday - Friday. You can find more information about the New York firm at www.raffcap.com.