Thames River Capital LLP (London)


Thames River Capital LLP is an adviser based in London. It manages $3.12 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2011.

Thames River Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thames River Capital: assets under management

The assets under management (AUM) of Thames River Capital LLP is $3.12 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -53% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $195.28 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thames River Capital LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thames River Capital Holdings Limited Indirect shareholder 1 Jan 1999 75% - 100% foreign entity
Thames River Capital Group Limited Indirect shareholder 1 Sep 2010 75% - 100% foreign entity
F&C Asset Management Plc Indirect shareholder 1 Sep 2010 75% - 100% foreign entity

Based in London

The principal office where Thames River Capital LLP performs its advisory services is located at Exchange House, London, Ec2 A 2 Ny, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 207 360 1200 or by fax + 44 207 360 1300. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at www.thamesriver.co.uk.