Eichner Investment Planning, LLC (Cincinnati)


Eichner Investment Planning, LLC is a large advisory firm based in Cincinnati. It manages $272.66 million of regulatory assets for 235 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Florida and Ohio.

Eichner Investment Planning provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eichner Investment Planning: assets under management

The assets under management (AUM) of Eichner Investment Planning, LLC is $272.66 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is investment and business development companies, which make up 27% of the firm’s portfolio. Investments in cash and cash equivalents form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eichner Investment Planning, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eichner Investment Planning serves?

The only and largest group of clients of Eichner Investment Planning is high net worth individuals with 25 clients and $169.5 million of assets under management. Among the 10 most similar advisory firms, Eichner Investment Planning has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $169.5 million for 25 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Eichner Investment Planning doesn't advise any private funds.

Careers at Eichner Investment Planning, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alan Marshall Eichner Managing member, chief compliance officer 1 Aug 2003 75% - 100% 3101840

Based in Cincinnati

The principal office where Eichner Investment Planning, LLC performs its advisory services is located at 3805 Edwards Road, Cincinnati, OH 45209, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-290-9170. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at eichplan.com.