Silveroak Investments, LLC is a large advisory firm based in Las Vegas. It manages $100.78 million of regulatory assets for 337 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Nevada, Oklahoma, and Texas.
Silveroak Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Silveroak Investments, LLC is $100.78 million, all of which is managed in discretionary accounts. $2.49 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Silveroak Investments, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Silveroak Investments is high net worth individuals with 27 clients and $79.82 million of assets under management. Among the 8 most similar advisory firms, Silveroak Investments has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $100.78 million for 205 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.
Silveroak Investments doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Silveroak Investments, LLC performs its advisory services is located at 1180 North Town Center Drive, Las Vegas, NV 89144, which is also the mailing address of the firm. An additional office of the firm is in Newport Beach, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-520-0605 or by fax 800-520-0605. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at silveroakinvestments.com/.