Sivik Global Healthcare, LLC (Greenwich)


Sivik Global Healthcare, LLC is a large advisory firm based in Greenwich. It manages $288.05 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

Sivik Global Healthcare provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sivik Global Healthcare: assets under management

The assets under management (AUM) of Sivik Global Healthcare, LLC is $288.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and $288.05 million of the total AUM is attributable to clients outside of the United States.

The firm manages $288.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $96.02 million each.
Sivik Global Healthcare has custody of $288.05 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sivik Global Healthcare, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sivik Global Healthcare serves?

The only and largest group of clients of Sivik Global Healthcare is pooled investment vehicles with 3 clients and $288.05 million of assets under management. Among the 8 most similar advisory firms, Sivik Global Healthcare has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $288.05 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Sivik Global Healthcare also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Sivik Global Healthcare, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Krishen Kumar Sud Managing member of sivik global partners llc 1 May 2013 75% - 100% 1291160
Sud Lucia Santaella Martha Member of sivik global partners llc 1 May 2013 Other 6622860
Krishen Kumar Sud Managing member & chief compliance officer 1 Jul 2013 75% - 100% 1291160
Lp Sivik Global Healthcare Holdings Sole member of sivik global healthcare, llc 1 Aug 2015 75% - 100% 38-3980112
Sivik Partners Gp Llc General partner of sivik global healthcare holdings, lp 1 Aug 2015 Other 38-3980177
Adam Samuel Jaffe Chief compliance officer 1 Aug 2015 Other 2723231
Sud Lucia Santaella Martha Member of sivik global healthcare holdings, lp 1 Aug 2015 Other 6622860

Based in Greenwich

The principal office where Sivik Global Healthcare, LLC performs its advisory services is located at 380 Greenwich Ave, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-769-8600. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at sivikhealthcare.com.