Ua Fund Ii LLC (New York)

Name: Ua Fund Ii LLC
Address: 30 Broad St, New York, NY, 10004
Telephone: 212-612-9100

Ua Fund Ii LLC is a large advisory firm based in New York. It manages $399.73 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Ua Fund Ii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ua Fund Ii: assets under management

The assets under management (AUM) of Ua Fund Ii LLC is $399.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 400% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $399.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $399.73 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ua Fund Ii LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ua Fund Ii LLC

John Oscar Utendahl has been acting as President since 1 Sep 2005. Marea Parker joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Ua	Member	1 Sep 1998	50% - 75%	113105
John Oscar Utendahl	Director	1 Sep 2005	Other	1055234
Fisher Urban Associates Llc	Member	1 Sep 2005	25% - 50%	01-0844638
Richmond Mccoy	Ceo/cio	1 Sep 2005	Other	4411764
Hal David Reiff	Cfo/coo	1 Sep 2005	Other	1099641
Marea Parker	Chief compliance officer	1 Jun 2008	Other	5545199
Michael J. Yuzon	Chief compliance officer, vice president	1 Jun 2008	Other	4792064

Indirect Owners

The SEC currently registers 18 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Elmaleh	Owner	1 Sep 1998	Other	4417503
Joseph Daniel Flom	Owner	1 Sep 1998	Other	1042172
Richmond Mccoy	Owner	1 Sep 1998	Other	4411764
Hal David Reiff	Owner	1 Sep 1998	Other	1099641
Ucp Ua Llc	Owner	1 Sep 1998	25% - 50%	13-4054434
John Oscar Utendahl	Owner, ucp-ua llc & director ua llc & director ua fund ii llc	1 Sep 1998	Other	1055234
Stephanie Dean Calabrese	Owner, ua llc & chief compliance officer, ua fund ii llc	1 Jun 2005	Other	5021723
David Glenn Monzella	Owner	1 Jun 2005	Other	5021891
Edward Scott	Owner	1 Jun 2005	Other	5021894
Robert Shannon Stark	Owner	1 Jun 2005	Other	5021888
Martin Lee Edelman	Owner	1 Sep 2005	Other	4606482
Arnold Fisher	Owner	1 Sep 2005	Other	5126105
Kenneth Fisher	Owner	1 Sep 2005	Other	5152849
Richard Fisher	Owner	1 Sep 2005	Other	5126107
Steven Fisher	Owner	1 Sep 2005	Other	5125089
Winston Crawford Fisher	Owner	1 Sep 2005	Other	2892239
Landau Emily	Owner	1 Sep 2005	Other	5152853
Llc Fisher Brothers Management Co	Owner	1 Sep 2005	Other	13-1804067

Based in New York

The principal office where Ua Fund Ii LLC performs its advisory services is located at 30 Broad St, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-612-9100 or by fax 212-785-9419. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.urbanamerica.com.