Walnut Street Advisers Inc (Saint Louis)


Walnut Street Advisers Inc is a pension cosultant based in Saint Louis. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Walnut Street Advisers provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Walnut Street Advisers Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Walnut Street Advisers Inc

Richard Joseph Miller has been acting as President since 1 Jan 1997. Laurie Lennox joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Don Patrick Wuller Cfo/senior vice president 1 Feb 1992 Other 1361800
Matthew Patrick Mccauley Secretary/general counsel 1 Mar 1992 Other 1036342
Inc. Walnut Street Securities Parent of walnut street advisers, inc. 1 Mar 1992 75% - 100% 43-1333368
Bernard H Wolzenski Director 1 Jan 1994 Other 1689931
Edward Thomas Hughes Treasurer 1 Dec 1994 Other 1464688
Dona Lee Barber Director 1 Aug 1996 Other 2786108
Richard Joseph Miller President/ceo/director 1 Jan 1997 Other 1070106
Norman Robert Lazarus Chief compliance officer 1 Oct 1998 Other 1987639
Kevin Charles Eichner Chairman 1 Jun 1999 Other 3237676
Craig William Markham Investment committee member 1 Aug 2000 Other 1383638
Dennis J Capriglione Vice president, general counsel 1 Oct 2002 Other 4374204
Robert Henry Petersen Chief financial officer 1 Oct 2002 Other 361234
Jonathan Marc Rozek Vice president, advisory 1 Oct 2002 Other 724079
James William Koeger Assistant treasurer 1 Oct 2002 Other 3248903
Maureen Mcgarity Sheehan Assistant secretary, associate general counsel 1 Oct 2002 Other 2723399
Dennis Jay Capriglione Vice president, general counsel 1 Oct 2002 Other 4374204
Michael Kevin Farrell Chief executive officer 1 Aug 2003 Other 854508
Craig William Markham President 1 Mar 2004 Other 1383638
Virgelan Ernesto Aquino Chief operations officer 1 Oct 2004 Other 2976229
William John Toppeta Director 1 Oct 2004 Other 2835140
Gwenn Louise Carr Secretary 1 Feb 2005 Other 4930300
Paul Gerard Cellupica Chief legal officer 1 Jul 2005 Other 5002602
Donald Roy Kaplan Vice president, chief compliance officer and aml officer 1 Apr 2006 Other 1727509
Laurie Lennox Chief compliance officer 1 Jun 2006 Other 1126708

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Genamerica Financial Corporation In-direct owner of walnut street advisers 1 Dec 1997 75% - 100% 43-1779470
Metropolitan Life Insurance Company In-direct owner of walnut street advisers 1 Jan 2000 75% - 100% 13-5581829
Inc. Metlife In-direct owner of walnut street advisers 1 Apr 2000 75% - 100% 13-4075851

Based in Saint Louis

The principal office where Walnut Street Advisers Inc performs its advisory services is located at 13045 Tesson Ferry Road, Saint Louis, MO 63128, which is also the mailing address of the firm. An additional office of the firm is in Cincinatti, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-525-9108 or by fax 314-525-9106. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at walnutstreet.com.