Structured Investment Management, Inc. (New York)

Name: Structured Investment Management, Inc.
Address: 230 Park Avenue, New York, NY, 10169
Telephone: 646-367-1749

Structured Investment Management, Inc. is a large advisory firm based in New York. It manages $666.53 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Structured Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Structured Investment Management: assets under management

The assets under management (AUM) of Structured Investment Management, Inc. is $666.53 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 66553% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $666.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $222.18 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Structured Investment Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Structured Investment Management, Inc.

Ramesh Kumar Menon has been acting as President since 1 Jan 2006. Kathryn Alice Maceyak joined the executive team most recently as the Trustee.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ramesh Kumar Menon	President	1 Jan 2006	75% - 100%	1780897
Nikola M Andersson	Chief compliance officer	1 Sep 2006	Other	5218067
Charles Stephen Foster	Executive vice president and chief operating officer	1 Aug 2007	Other	2768562
Llc Broadview Aviation	Shareholder	1 Dec 2008	75% - 100%	13-4282602
Llc Structured Investment Advisors	Shareholder	1 Dec 2008	50% - 75%	20-4156974
Narayan Nair	Chief compliance officer, chief operating officer, chief financial officer	1 May 2009	Other	5872605
Ramesh Kumar Menon	Chairman, board of directors	1 Oct 2009	Other	1780897
Llc Structured Investment Advisors	Shareholder	1 Nov 2010	50% - 75%	20-4156974

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ramesh Kumar Menon	Trustee	1 Feb 2005	Other	1780897
Oliver K. Menon Irrevocable Trust	Shareholder	1 Dec 2008	75% - 100%	20-6448795
Kathryn Alice Maceyak	Trustee	1 Dec 2008	Other	5906991
Oliver K. Menon Irrevocable Trust	Shareholder	1 Nov 2010	75% - 100%	20-6448795
Kathryn Alice Maceyak	Trustee	1 Mar 2011	Other	5906991

Based in New York

The principal office where Structured Investment Management, Inc. performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-367-1749 or by fax 646-367-8795. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at www.sim.us.com.