Pine Lake Advisors Inc is a large advisory firm based in Lincoln. It manages $188.05 million of regulatory assets for 303 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Idaho, and 6 other states.
Pine Lake Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pine Lake Advisors Inc is $188.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 122% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Pine Lake Advisors Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Thomas Edward Henning has been acting as President since 1 Nov 1997. Carol Jane Watson joined the executive team most recently as the Chief Compliance Officer.
The principal office where Pine Lake Advisors Inc performs its advisory services is located at 4000 Pine Lake Road, Lincoln, NE 68516, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 402-437-3607 or by fax 402-458-2188. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pinelakeadvisors.com.