Argi Investment Services, LLC is a large advisory firm based in Louisville. It manages $2.16 billion of regulatory assets for 9,645 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 26 other states.
Argi Investment Services provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars and workshops, and consulting, subscription services. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Argi Investment Services, LLC is $2.16 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 7711% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Argi Investment Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Argi Investment Services is high net worth individuals with 584 clients and $1.12 billion of assets under management. Among the 6 most similar advisory firms, Argi Investment Services has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.13 billion for 3,260 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Argi Investment Services doesn't advise any private funds.
The company employs 123 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 69 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Argi Investment Services, LLC performs its advisory services is located at 2201 High Wickham Place, Louisville, KY 40245, which is also the mailing address of the firm. An additional office of the firm is in Cincinnati, OH. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 502-753-0609 or by fax 502-426-0247. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at argifinancialgroup.com.