Penta Investment Advisers Ltd. is a large advisory firm based in Central. It manages $860 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.
Penta Investment Advisers provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Penta Investment Advisers Ltd. is $860 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Penta Investment Advisers Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
John Zwaanstra has been acting as President since 1 Dec 1997. John Vaughn Pridjian joined the executive team most recently as the Chief Compliance Officer/Chief Financial Officer.
The principal office where Penta Investment Advisers Ltd. performs its advisory services is located at C/O Old Peak Ltd, 19/F, Central, Sar, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 852-2166-8957 or by fax 852-2166-8451. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday.