Chilton Investment Services, LLC is a large advisory firm based in Stamford. It manages $3.78 billion of regulatory assets for 1,084 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 41 other states.
Chilton Investment Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Chilton Investment Services, LLC is $3.78 billion. The firm's AUM has gone down by -13% since the beginning of its operation, and $167.53 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Chilton Investment Services, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Garrison Du Pont Lickle is high net worth individuals with 413 clients and $1.93 billion of assets under management. Among the 8 most similar advisory firms, Chilton Investment Services has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $3.53 billion for 846 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.
Chilton Investment Services also advises several private funds. Namely, one hedge fund, one other private fund, and one private equity fund. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.
The company employs 53 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Garrison Du Pont Lickle has been acting as President since 1 Mar 2011. Alison Thomas Schachter joined the executive team most recently as the Vice President & Treasurer.
The principal office where Chilton Investment Services, LLC performs its advisory services is located at 1290 East Main Street 1 St Floor, Stamford, CT 06902, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-352-4000 or by fax 203-352-4006. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at chiltonfunds.com.